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Johnson Bixby & Associates, LLC is an independent firm affiliated with KMS Financial Services, Inc. We hold our advisory and security licenses through KMS. KMS also provides us with regulatory, compliance and reporting services, as well as access to a wide selection of planning and investment options.
KMS does not offer proprietary products, but is a securities broker-dealer registered with the Securities and Exchange Commission (SEC) and with the Financial Industry Regulatory Authority (FINRA) in all 50 states. KMS is also registered with the SEC as an Investment Advisor.
KMS is required to offer advisory clients an updated ADV Part II each year. The ADV Part II discloses background information about the officers of KMS and goes over investment management options which may or may not be offered by Johnson Bixby & Associates, LLC.
For more information about KMS, please visit their website:
www.kmsfinancial.com
.